Form D · Hedge Fund

J.P. Morgan-BlackRock Opportunistic RMBS Ltd.

New York, NY · CIK 0001473668

Offering snapshot reported Apr 16, 2014 · SEC filing

Reported sold: $448M
Investors reported: 966
Minimum accepted: $100K
First sale: Oct 5, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$436,260,000 → $448,445,000
Reported investors936 → 966

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 16, 2014	Amendment	$448,445,000	$12,185,000vs Apr 16, 2013	966	SEC filing
Apr 16, 2013	Amendment	$436,260,000	$16,580,000vs Apr 14, 2011	936	SEC filing
Apr 16, 2012	Amendment	$419,085,000	-$595,000vs Apr 14, 2011	907	SEC filing
Apr 14, 2011	Amendment	$419,680,000	$375,520,000vs Apr 14, 2010	956	SEC filing
Apr 14, 2010	Amendment	$44,160,000	$0vs Oct 19, 2009	74	SEC filing
Dec 23, 2009	Amendment	$44,160,000	$0vs Oct 19, 2009	74	SEC filing
Oct 19, 2009	Initial	$44,160,000	No comparison	74	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-135432

Investors may pay an origination fee of up to 2% of each capital contribution to the issuer. This fee is not an expense of the issuer, so it is not reflected as a sales commission or finder's fee.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC	79

Source: Form D, filed Apr 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

J.P. MORGAN BLACKROCK OPPORTUNISTIC RMBS LTD.

Investment adviser: J.P. MORGAN PRIVATE INVESTMENTS INC.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Jan 15, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGE FUND SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: Yes

Marketer JPMORGAN CHASE BANK N.A. - HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes

Marketer JPMORGAN CHASE BANK, N.A. - PARIS BRANCH PARIS, France Related to adviser: Yes

Marketer JPMORGAN CHASE BANK, N.A. - SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes

Marketer J.P. MORGAN INTERNATIONAL BANK LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer J.P. MORGAN (SUISSE) SA GENEVA, Switzerland Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Filing source

Form ADV 969175 · Jan 15, 2016 · Schedule D 7.B.(1), fund 805-2710366873

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Commerce Advisory Services Limited	Director
Commerce Corporate Services Limited	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

270 Park Avenue
New York, NY, 10017