Form D · Hedge Fund

J.P. Morgan-BlackRock Opportunistic RMBS LLC

New York, NY · CIK 0001473667

Offering snapshot reported Apr 16, 2014 · SEC filing

Reported sold
$420M
Indefinite offering
Investors reported
508
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 5, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$210M$420MOct 19, 2009: $379,200,000.00Oct 19, 2009Dec 23, 2009: $379,200,000.00Apr 14, 2010: $380,700,000.00Apr 14, 2011: $409,100,000.00Apr 16, 2012: $389,860,000.00Apr 16, 2013: $411,410,000.00Apr 16, 2014: $419,660,000.00Apr 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$411,410,000 → $419,660,000
  • Reported investors500 → 508

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 16, 2014Amendment$419,660,000$8,250,000vs Apr 16, 2013508SEC filing
Apr 16, 2013Amendment$411,410,000$2,310,000vs Apr 14, 2011500SEC filing
Apr 16, 2012Amendment$389,860,000-$19,240,000vs Apr 14, 2011486SEC filing
Apr 14, 2011Amendment$409,100,000$28,400,000vs Apr 14, 2010511SEC filing
Apr 14, 2010Amendment$380,700,000$1,500,000vs Oct 19, 2009488SEC filing
Dec 23, 2009Amendment$379,200,000$0vs Oct 19, 2009488SEC filing
Oct 19, 2009Initial$379,200,000No comparison488SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-135433
Investors may pay an origination fee of up to 2% of each capital contribution to the issuer. This fee is not an expense of the issuer, so it is not reflected as a sales commission or finder's fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC79

Source: Form D, filed Apr 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

J.P. MORGAN BLACKROCK OPPORTUNISTIC RMBS LLC

Investment adviser: J.P. MORGAN PRIVATE INVESTMENTS INC.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Jan 15, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGE FUND SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: Yes
Marketer JPMORGAN CHASE BANK N.A. - HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes
Marketer JPMORGAN CHASE BANK, N.A. - PARIS BRANCH PARIS, France Related to adviser: Yes
Marketer JPMORGAN CHASE BANK, N.A. - SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes
Marketer J.P. MORGAN INTERNATIONAL BANK LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Marketer J.P. MORGAN (SUISSE) SA GENEVA, Switzerland Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Filing source

Form ADV 969175 · Jan 15, 2016 · Schedule D 7.B.(1), fund 805-4140440750

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Margaret Conklin Executive
David Frame Executive
Glenn Hill Executive
Jote Kassa Executive
Robert Klein Executive
Elizabeth Mac Gaw Executive
Thomas Mc Graw Executive
Shideh Theunissen Executive
David Wezdenko Executive
Douglas Wurth Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O J.P. Morgan Private Investments Inc. 270 Park Avenue
New York, NY, 10017