Form D · Hedge Fund

Ixthys Liquid Alpha, LP

Dallas, TX · CIK 0001584972

Offering snapshot reported Aug 2, 2018 · SEC filing

Reported sold
$8.72M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 20, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.36M$8.72MAug 27, 2013: $1,050,000.00Aug 27, 2013Aug 25, 2014: $3,866,675.00Aug 25, 2014Aug 19, 2015: $4,715,288.00Aug 19, 2015Aug 19, 2016: $8,715,288.00Aug 19, 2016Aug 2, 2017: $8,715,288.00Aug 2, 2017Aug 2, 2018: $8,715,288.00Aug 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 2, 2018Amendment$8,715,288$0vs Aug 2, 201729SEC filing
Aug 2, 2017Amendment$8,715,288$0vs Aug 19, 201629SEC filing
Aug 19, 2016Amendment$8,715,288$4,000,000vs Aug 19, 20159SEC filing
Aug 19, 2015Amendment$4,715,288$848,613vs Aug 25, 20149SEC filing
Aug 25, 2014Amendment$3,866,675$2,816,675vs Aug 27, 20138SEC filing
Aug 27, 2013Initial$1,050,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-201941
Class R, Class F, Class FS, Class I, Class L/S-F, Class L/S-R, Class L/S-I, Class ST-F, Class ST-I, Class ST-R

Source: Form D, filed Aug 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IXTHYS LIQUID ALPHA, LP

Investment adviser: SUNTX CAPITAL MANAGEMENT CORP.

Gross asset value
$3.09M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Sep 24, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CASCADE PORTFOLIO ADMINISTRATION, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PHILLIP V. GEORGE, PLLC CELESTE, Texas, United States
Custodian COWEN EXECUTION SERVICES LLC DALLAS, Texas, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker COWEN EXECUTION SERVICES LLC DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PHILLIP V. GEORGE, PLLC
PCAOB 3366

COWEN EXECUTION SERVICES LLC
SEC 8-46838

GOLDMAN SACHS & CO. LLC
SEC 8-129

COWEN EXECUTION SERVICES LLC
CRD 35693 · SEC 8-46838

Filing source

Form ADV 1234209 · Sep 24, 2018 · Schedule D 7.B.(1), fund 805-7641975784

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott Aitken Director
Meir Cohen Director
Dawn Cummings Director
Ron Dodson Executive
N/A Ixthys Premium Alpha Gp, Lp Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Two Lincoln Centre, 5420 Lbj Freeway Suite 1000
Dallas, TX, 75240