Form D · Commercial Banking
Ivy Financial Development, LLC
New York, NY · CIK 0001739222
Offering snapshot reported May 7, 2018 · SEC filing
- Reported sold
- $2.35M Offering amount: $10M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 26, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 7, 2018 | Initial | $2,350,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $118K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-311748
The Placement Agent is also entitled to receive Warrants exercisable for membership interests equal to 2.5% of the membership interests issued by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Seapower Carpenter Capital, Inc. | 38329 |
Source: Form D, filed May 7, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Wendy Cai Lee | Executive, Promoter |
| Frank Fusco | Executive |
| Steve La Fredo | Executive |
| Johan Seo | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
110 West 40 Th Street Suite 1103
New York, NY, 10018
New York, NY, 10018