Form D · Other Investment Fund

IVA Global Fund (Cayman) (U.S. Investors) Ltd

New York, NY · CIK 0001458688

Offering snapshot reported May 17, 2016 · SEC filing

Reported sold
$49.6M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.8M$49.6MMar 17, 2009: $15,018,000.00Mar 17, 2009Apr 2, 2012: $35,336,813.00Apr 1, 2013: $38,666,813.00Apr 1, 2014: $44,059,909.00Apr 1, 2015: $49,084,909.00Mar 31, 2016: $49,639,909.00May 17, 2016: $49,639,909.00May 17, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 17, 2016Amendment$49,639,909$0vs Mar 31, 201625SEC filing
Mar 31, 2016Amendment$49,639,909$555,000vs Apr 1, 201525SEC filing
Apr 1, 2015Amendment$49,084,909$5,025,000vs Apr 1, 201423SEC filing
Apr 1, 2014Amendment$44,059,909$5,393,096vs Apr 1, 201321SEC filing
Apr 1, 2013Amendment$38,666,813$3,330,000vs Apr 2, 201220SEC filing
Apr 2, 2012Amendment$35,336,813$20,318,813vs Mar 17, 200927SEC filing
Mar 17, 2009Initial$15,018,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$735K
Form D file number
021-128045

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stifel Nicolaus & Co.793

Source: Form D, filed May 17, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IVA GLOBAL FUND (CAYMAN) (US INVESTORS) LIMITED

Investment adviser: INTERNATIONAL VALUE ADVISERS, LLC

Gross asset value
$43.9M
Beneficial owners
25
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET CAYMAN TRUST COMPANY, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LTD. GRAND CAYMAN, Cayman Islands
Custodian STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ANDERSON, Indiana, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Filing source

Form ADV 995189 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-4704574025

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sean Flynn Director
Harrigan Patrick Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
717 Fifth Avenue 10 Th Floor
New York, NY, 10022