Form D · Other Banking and Financial Services

Iroquois Capital Group, Inc.

Nashville, TN · CIK 0001577631

Offering snapshot reported Apr 11, 2014 · SEC filing

Reported sold
$11.9M
Offering amount: $12M
Investors reported
29
Form D · investor count
Minimum accepted
$120K
Reported outside-investor minimum
First sale
Jul 11, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.94M$11.9MMay 24, 2013: $3,360,000.00May 24, 2013Jul 12, 2013: $4,110,000.00Apr 11, 2014: $11,884,974.00Apr 11, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,110,000 → $11,884,974
  • Reported investors12 → 29

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2014Amendment$11,884,974$7,774,974vs Jul 12, 201329SEC filing
Jul 12, 2013Amendment$4,110,000$750,000vs May 24, 201312SEC filing
May 24, 2013Initial$3,360,000No comparison9SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-197031
This offering is finished. No more shares will be sold in connection with this offering. The Total Amount Sold represents the final amount for this offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Iroquois Capital Advisors, LLC145235

Source: Form D, filed Apr 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph G. Corsaro Director
Joseph C. Galante Director
John F. Jacques Director
David B. Johnson Director
Michael A. Koban Director, Executive
William A. Mc Gugin Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
401 Commerce Street Suite 740
Nashville, TN, 37219