Form D · Other Investment Fund

Ironwood Mezzanine Fund IV-B LP

Avon, CT · CIK 0001726307

Offering snapshot reported Apr 30, 2018 · SEC filing

Reported sold
$78M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$39M$78MJan 12, 2018: $57,828,283.00Jan 12, 2018Apr 30, 2018: $78,030,303.00Apr 30, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$57,828,283 → $78,030,303
  • Reported investors8 → 9

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 30, 2018Amendment$78,030,303$20,202,020vs Jan 12, 20189SEC filing
Jan 12, 2018Initial$57,828,283No comparison8SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-303188

Source: Form D, filed Apr 30, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD MEZZANINE FUND IV-B LP

Investment adviser: IRONWOOD CAPITAL ADVISORS LLC

Gross asset value
$52.3M
Beneficial owners
13
ADV minimum commitment
$1

Reported in Form ADV on Mar 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNICK LLP HARTFORD, Connecticut, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian WEBSTER BANK, N.A. STAMFORD, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Filing source

Form ADV 2057697 · Mar 29, 2026 · Schedule D 7.B.(1), fund 805-1189982701

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James R. Barra Director, Executive
Carolyn C. Galiette Director, Executive
Not Applicable Ironwood Mezzanine Management Iv Llc Executive
Marc A. Reich Director, Executive
Roger J. Roche Director, Executive
Dickson Suit Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
45 Nod Road
Avon, CT, 06001