Form D · Other Investment Fund

Ironwood Mezzanine Fund IV-A LP

Avon, CT · CIK 0001691348

Offering snapshot reported Apr 13, 2018 · SEC filing

Reported sold: $82.4M
Investors reported: 18
Minimum accepted: $0
First sale: Nov 18, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$23,702,810 → $82,424,242
Reported investors9 → 18

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 13, 2018	Amendment	$82,424,242	$58,721,432vs Dec 6, 2016	18	SEC filing
Jan 12, 2018	Amendment	$67,619,047	$43,916,237vs Dec 6, 2016	16	SEC filing
Dec 6, 2016	Initial	$23,702,810	No comparison	9	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-275677

Source: Form D, filed Apr 13, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD MEZZANINE FUND IV-A LP

Investment adviser: IRONWOOD CAPITAL ADVISORS LLC

Gross asset value: $47.6M
Beneficial owners: 23
ADV minimum commitment: $1

Reported in Form ADV on Mar 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNICK LLP HARTFORD, Connecticut, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WEBSTER BANK, N.A. STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

Filing source

Form ADV 2057697 · Mar 29, 2026 · Schedule D 7.B.(1), fund 805-9896272039

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James R. Barra	Director, Executive
Carolyn C. Galiette	Director, Executive
Not Applicable Ironwood Mezzanine Management Iv A Llc	Executive
Marc A. Reich	Director, Executive
Roger J. Roche	Director, Executive
Dickson Suit	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

45 Nod Road
Avon, CT, 06001