Form D · Other Investment Fund

Ironwood Mezzanine Fund III-A LP

Avon, CT · CIK 0001531108

Offering snapshot reported Apr 16, 2013 · SEC filing

Reported sold
$54.7M
Offering amount: $54.7M
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 28, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.4M$54.7MOct 5, 2011: $9,150,000.00Oct 5, 2011Apr 16, 2013: $54,707,980.00Apr 16, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,150,000 → $54,707,980
  • Reported investors4 → 16

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 16, 2013Amendment$54,707,980$45,557,980vs Oct 5, 201116SEC filing
Oct 5, 2011Initial$9,150,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-166771

Source: Form D, filed Apr 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD MEZZANINE FUND III-A LP

Investment adviser: IRONWOOD CAPITAL ADVISORS LLC

Gross asset value
$33.5M
Beneficial owners
18
ADV minimum commitment
$1

Reported in Form ADV on Mar 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNICK LLP HARTFORD, Connecticut, United States
Custodian WEBSTER BANK, N.A. STAMFORD, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Filing source

Form ADV 2057697 · Mar 29, 2026 · Schedule D 7.B.(1), fund 805-4469313902

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James R. Barra Executive
Carolyn C. Galiette Executive
Marc A. Reich Executive
Roger J. Roche, Jr. Executive
Dickson Suit Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
45 Nod Road
Avon, CT, 06001