Form D · Other Investment Fund

Ironwood Funding 2014 LLC

Dallas, TX · CIK 0001607011

Offering snapshot reported Oct 23, 2014 · SEC filing

Reported sold
$7.67M
Indefinite offering
Investors reported
53
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 21, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.84M$7.67MMay 2, 2014: $300,000.00May 2, 2014Oct 23, 2014: $7,670,000.00Oct 23, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$300,000 → $7,670,000
  • Reported investors1 → 53

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 23, 2014Amendment$7,670,000$7,370,000vs May 2, 201453SEC filing
May 2, 2014Initial$300,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$30K (estimated)
Finders' fees
$0
Form D file number
021-216714

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Pickwick Capital Partners, LLC130672Robert D. Power · CRD 366840

Source: Form D, filed Oct 23, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD FUNDING 2014 LLC

Investment adviser: CUMBERLAND HILL CAPITAL MANAGEMENT LLC

Gross asset value
$7.73M
Beneficial owners
53
ADV minimum commitment
$0

Reported in Form ADV on Mar 9, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THEOREM FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

Filing source

Form ADV 1723094 · Mar 9, 2023 · Schedule D 7.B.(1), fund 805-5931551053

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Todd Gough Executive
Rodney T. Madden Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1901 N. Akard Street
Dallas, TX, 75201