Form D · Hedge Fund

Iron Road Long/Short Equity Fund LP

Chicago, IL · CIK 0001724669

Offering snapshot reported Dec 4, 2020 · SEC filing

Reported sold: $15M
Investors reported: 34
Minimum accepted: $250K
First sale: Dec 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$14,723,038 → $15,023,038
Reported investors33 → 34

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 4, 2020	Amendment	$15,023,038	$300,000vs Dec 6, 2019	34	SEC filing
Dec 6, 2019	Amendment	$14,723,038	$1,855,000vs Dec 7, 2018	33	SEC filing
Dec 7, 2018	Amendment	$12,868,038	$8,377,000vs Dec 8, 2017	31	SEC filing
Dec 8, 2017	Initial	$4,491,038	No comparison	12	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-300356

Source: Form D, filed Dec 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRON ROAD LONG/SHORT EQUITY FUND LP

Investment adviser: CURI CAPITAL, LLC

Gross asset value: $0
Beneficial owners: 32
ADV minimum commitment: $250K

Reported in Form ADV on Aug 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

GOLDMAN SACHS & CO. LLC
SEC 8-129

INTERACTIVE BROKERS LLC
SEC 8-47257

JEFFERIES LLC
SEC 8-15074

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

JEFFERIES LLC
CRD 2347 · SEC 8-15074

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1667123 · Aug 1, 2022 · Schedule D 7.B.(1), fund 805-4991624225

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Don Bechter	Director
Richard M. Burridge	Director
Walter Clark	Director
Frederick Paulman	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

115 S. Lasalle Street Suite 3400
Chicago, IL, 60603