Form D · Other Investment Fund
Iridian Small Cap Equity Fund, LP
Westport, CT · CIK 0001489717
Offering snapshot reported Feb 28, 2014 · SEC filing
- Reported sold
- $7.24M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,160,000 → $7,235,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 28, 2014 | Amendment | $7,235,000 | $75,000vs Feb 28, 2013 | 3 | SEC filing |
| Feb 28, 2013 | Amendment | $7,160,000 | $50,000vs Feb 17, 2012 | 3 | SEC filing |
| Feb 17, 2012 | Amendment | $7,110,000 | $110,000vs Feb 18, 2011 | 3 | SEC filing |
| Feb 18, 2011 | Amendment | $7,000,000 | No comparison | 1 | SEC filing |
| Apr 28, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-141200
The total amount sold and number of investors reflected on this Form D do not take redemptions and/or withdrawals into consideration.
Limited partnership interests. The minimum amount in Item 11 may be waived at the sole discretion of the General Partner.
Source: Form D, filed Feb 28, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
IRIDIAN SMALL CAP EQUITY FUND, LP
Investment adviser: IRIDIAN ASSET MANAGEMENT LLC
- Gross asset value
- $11.8M
- Beneficial owners
- 4
- ADV minimum commitment
- $500K
Reported in Form ADV on Jun 23, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 831013 · Jun 23, 2014 · Schedule D 7.B.(1), fund 805-7353775727
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lane S. Bucklan | Executive, Promoter |
| David L. Cohen | Executive, Promoter |
| Jeffrey M. Elliott | Executive, Promoter |
| N/A Iridian Asset Management Llc | Executive, Promoter |
| N/A Joralex Llc | Executive, Promoter |
| Joralex Llc Joralex Llc | Executive |
| Harold J. Levy | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Westport, CT, 06880