Form D · Retailing
IRI Group Holdings, Inc.
Chicago, IL · CIK 0001518075
Offering snapshot reported Aug 7, 2017 · SEC filing
- Reported sold
- $100M Indefinite offering
- Investors reported
- 259 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$96,041,655 → $100,323,500
- Reported investors255 → 259
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 7, 2017 | Amendment | $100,323,500 | $4,281,845vs Jul 8, 2016 | 259 | SEC filing |
| Jul 8, 2016 | Amendment | $96,041,655 | $6,576,050vs Jul 13, 2015 | 255 | SEC filing |
| Jul 13, 2015 | Amendment | $89,465,605 | $10,665,250vs Jul 10, 2014 | 241 | SEC filing |
| Jul 10, 2014 | Amendment | $78,800,355 | $15,267,255vs May 30, 2013 | 236 | SEC filing |
| May 30, 2013 | Amendment | $63,533,100 | $26,805,600vs May 24, 2012 | 148 | SEC filing |
| May 24, 2012 | Amendment | $36,727,500 | No comparison | 72 | SEC filing |
| May 24, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 28, 2011 | Initial | $85,000,000 | No comparison | 8 | SEC filing |
| Apr 14, 2011 | Initial | $85,000,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-160261
This filing relates to issuances from time to time pursuant to the Amended and Restated IRI Group Holdings, Inc. Equity Incentive Plan. For this purpose Options are valued at their exercise price.
Source: Form D, filed Aug 7, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Albright | Executive |
| Jane Altobelli | Executive |
| Jeffrey P. Ansell | Director |
| Andrew Appel | Director, Executive |
| Lawrence S. Benjamin | Director |
| Susan E. Bennett | Executive |
| Brian Coderre | Executive |
| Baljit Dail | Director |
| Matthew Ebbel | Director, Executive |
| John Freeland | Director |
| Raj L. Gupta | Director |
| Lawrence Jackson | Director |
| Kenneth Johns | Executive |
| Steven B. Klinsky | Director |
| Richard H. Lenny | Director |
| Mathew J. Lori | Director |
| Nathan C. Lucht | Executive |
| Don W. Mc George | Director |
| Jack W. Qian | Director, Executive |
| Jeffrey Rowbottom | Director |
| Michael Samuels | Executive |
| Romesh T. Wadhwani | Director |
| Brad Weckstein | Director, Executive |
| Adam Weinstein | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
150 North Clinton Street
Chicago, IL, 60661
Chicago, IL, 60661