Form D · Other
Ioxus, Inc.
Oneonta, NY · CIK 0001514476
Offering snapshot reported Apr 4, 2019 · SEC filing
- Reported sold
- $2M Offering amount: $2M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 22, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 4, 2019 | Initial | $2,000,000 | No comparison | 5 | SEC filing |
| Dec 10, 2018 | Amendment | $8,609,999 | $1,459,600vs Jul 5, 2018 | 6 | SEC filing |
| Jul 5, 2018 | Initial | $7,150,399 | No comparison | 6 | SEC filing |
| Mar 12, 2018 | Amendment | $16,176,833 | $9,640,001vs Feb 3, 2017 | 8 | SEC filing |
| Feb 3, 2017 | Initial | $6,536,832 | No comparison | 5 | SEC filing |
| Aug 31, 2016 | Initial | $1,600,000 | No comparison | 3 | SEC filing |
| Feb 3, 2016 | Initial | $400,000 | No comparison | 2 | SEC filing |
| Jun 4, 2015 | Initial | $295,800 | No comparison | 3 | SEC filing |
| Apr 16, 2014 | Amendment | $21,000,000 | $6,000,000vs Jul 12, 2013 | 8 | SEC filing |
| Jul 12, 2013 | Initial | $15,000,000 | No comparison | 6 | SEC filing |
| Apr 27, 2011 | Amendment | $21,000,000 | $9,000,000vs Mar 4, 2011 | 4 | SEC filing |
| Mar 4, 2011 | Initial | $12,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-336500
Source: Form D, filed Apr 4, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Henry Barber | Executive |
| Scott De Pasquale | Director |
| Michael Dorsey | Director |
| Frank Egan | Director |
| Robert Jaworski | Executive |
| Mark King | Director |
| William Lese | Director |
| Mark Little | Director |
| Mark Mc Gough | Director, Executive |
| Steve Michau | Director |
| Robert Nardelli | Director |
| James Norrod | Director |
| Jim Norrod | Director |
| Donald Runkle | Director |
| Alexander Schlaepfer | Director |
| Zachary Shulman | Director |
| Neil Suslak | Director |
| Joseph Urciuoli | Director |
Issuer details
Industry: Other (See others in industry)
Address:
18 Stadium Circle
Oneonta, NY, 13820
Oneonta, NY, 13820