Form D · Hedge Fund

Ionic Absolute Return Fund LLC

New York, NY · CIK 0001586301

Offering snapshot reported Sep 10, 2014 · SEC filing

Reported sold
$10.5M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.27M$10.5MSep 13, 2013: $10,530,000.00Sep 13, 2013Sep 10, 2014: $10,530,000.00Sep 10, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 10, 2014Amendment$10,530,000$0vs Sep 13, 20138SEC filing
Sep 13, 2013Initial$10,530,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-202851

Source: Form D, filed Sep 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IONIC ABSOLUTE RETURN FUND LLC

Investment adviser: IONIC CAPITAL MANAGEMENT LLC

Gross asset value
$20.4M
Beneficial owners
8
ADV minimum commitment
$1M

Reported in Form ADV on May 19, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 919582 · May 19, 2015 · Schedule D 7.B.(1), fund 805-9609228202

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Aharon Executive
Bart Baum Executive
Matthew Begley Executive
N/A Ionic Capital Advisors Llc Promoter
N/A Ionic Capital Management Llc Promoter
Doug Mallach Executive
Adam Radosti Executive
John Richardson Executive
Daniel Stone Executive
Arthur Vaccarino Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ionic Capital Management Llc 366 Madison Avenue, 9th Floor
New York, NY, 10017