Form D · Oil and Gas
ION GEOPHYSICAL CORP
Houston, TX · CIK 0000866609
Offering snapshot reported May 3, 2016 · SEC filing
- Reported sold
- $145M Offering amount: $189M
- Investors reported
- 67 Form D · investor count
- Minimum accepted
- $2K Reported outside-investor minimum
- First sale
- Apr 25, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 3, 2016 | Initial | $145,441,786 | No comparison | 67 | SEC filing |
| Apr 5, 2010 | Initial | $66,610,701 | No comparison | 1 | SEC filing |
| Apr 5, 2010 | Amendment | $66,610,701 | $0vs Apr 5, 2010 | 1 | SEC filing |
| Jul 1, 2009 | Amendment | $40,700,000 | $0vs Jun 12, 2009 | 12 | SEC filing |
| Jun 12, 2009 | Initial | $40,700,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $3.25M
- Form D file number
- 021-262498
Exchanged ~ $120.5M of 9.125% Sen Sec 2nd Priority Notes due 2021 and ~1.2M shares of common stock for ~$120.5M of outstanding 8.125% Sen Sec 2nd Priority Notes due 2018 ("Existing Notes") and purchased ~$26.9M of Existing Notes for ~$15M cash.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Oppenheimer & Co. Inc. | 249 |
Source: Form D, filed May 3, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce S. Appelbaum | Director |
| David H. Barr | Director |
| Steven A. Bate | Executive |
| Theodore H. Elliot, Jr. | Director |
| Christopher M. Friedemann | Executive |
| R. Brian Hanson | Director, Executive |
| R. Brian Hanson | Executive |
| James R. Hollis | Executive |
| Hao Huimin | Director |
| Colin T. Hulme | Executive |
| Michael C. Jennings | Director |
| Teng Beng Koid | Executive |
| James M. Lapeyre, Jr. | Director |
| G. Thomas Marsh | Director |
| Michael L. Morrison | Executive |
| Franklin Myers | Director |
| S. James Nelson, Jr. | Director |
| S. James Nelson, Jr. | Director |
| Robert P. Peebler | Director, Executive |
| David L. Roland | Executive |
| Scott P. Schwausch | Executive |
| Jamey S. Seely | Executive |
| John N. Seitz | Director |
| Christopher T. Usher | Executive |
| Nicholas G. Vlahakis | Director |
| Kenneth G. Williamson | Executive |
| Guo Yueliang | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
2105 Citywest Blvd Suite 400
Houston, TX, 77042-2839
Houston, TX, 77042-2839