Form D · Other Banking and Financial Services
Ion Financial, MHC
Naugatuck, CT · CIK 0001719266
Offering snapshot reported Oct 11, 2017 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Sep 27, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 11, 2017 | Initial | $15,000,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $450K
- Finders' fees
- $0
- Form D file number
- 021-296404
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill + Partners, LP | 23328 | Sandler O'Neill + Partners, LP · CRD 23328 |
Source: Form D, filed Oct 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles J. Boulier, Iii | Executive |
| Ann Merriam Feinberg | Director |
| Richard H. Gesseck | Director |
| Lucille Janatka | Director |
| David W. Nurnberger | Director |
| Gary B. O'connor | Director |
| David J. Rotatori | Director, Executive |
| Dana Silva | Executive |
| John H. Tobin | Director |
| Stephen C. Widman | Director |
| Mark C. Yanarella | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
251 Church Street
Naugatuck, CT, 06770
Naugatuck, CT, 06770