Form D · Other Investment Fund
INVISION CAPITAL III-A, L.P.
Chicago, IL · CIK 0001919757
Offering snapshot reported Mar 25, 2022 · SEC filing
- Reported sold
- $109M Indefinite offering
- Investors reported
- 57 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 18, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 25, 2022 | Initial | $108,650,000 | No comparison | 57 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-438971
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| B Riley Securities, Inc. | 25027 |
Source: Form D, filed Mar 25, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
INVISION CAPITAL III-A, L.P.
Investment adviser: INVISION MANAGEMENT INC.
- Gross asset value
- $355M
- Beneficial owners
- 94
- ADV minimum commitment
- $100K
Reported in Form ADV on Jun 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
FIFTH THIRD BANK, NATIONAL ASSOCIATION
LEI QFROUN1UWUYU0DVIWD51
Filing source
Form ADV 2115739 · Jun 29, 2026 · Schedule D 7.B.(1), fund 805-4770152624
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert J. Castillo | Executive |
| Thomas P. Harrison | Executive |
| N/A Invision Capital Management Iii A, Llc | Executive |
| N/A J. Invision Employees Iii A, Llc | Executive |
| N/A Invision Management, Inc. | Executive |
| William P. Johnstone | Executive |
| Matthew E. Steffen | Executive |
| Dustin D. Stitgen | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606