Form D · Investment Banking
Invictus Capital Inc.
New York, NY · CIK 0001536918
Offering snapshot reported Jun 24, 2013 · SEC filing
- Reported sold
- $469K Offering amount: $6.68M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 8, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2013 | Initial | $468,500 | No comparison | 9 | SEC filing |
| Mar 9, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Dec 19, 2011 | Initial | $3,364,500 | No comparison | 0 | SEC filing |
| Dec 19, 2011 | Initial | $100,000 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $668K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-198474
The total offering amount excludes a $2,500,000 over-subscription amount if the total offering amount is sold.
This amount assumes sale of the total offering amount, excluding the over-subscription amount. The placement agent will receive commissions equal to up to 10% of the gross proceeds from the sale of preferred stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John Carris Investments, LLC | 145767 |
Source: Form D, filed Jun 24, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George Carris | Director, Executive, Promoter |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
40 Wall Street 17 Th Floor
New York, NY, 10005
New York, NY, 10005