Form D · Hedge Fund

Invicta Fund, LLC

New York, NY · CIK 0001432626

Offering snapshot reported Apr 2, 2015 · SEC filing

Reported sold
$76.6M
Indefinite offering
Investors reported
58
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 10, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.3M$76.6MAug 14, 2009: $8,350,000.00Aug 14, 2009Dec 8, 2009: $14,364,000.00Aug 6, 2010: $16,300,000.00Sep 15, 2010: $16,800,000.00Oct 1, 2010: $18,300,000.00Nov 9, 2010: $18,915,000.00Mar 22, 2012: $57,499,700.00Jul 12, 2013: $72,403,500.00Apr 1, 2014: $74,658,500.00Apr 2, 2015: $76,563,500.00Apr 2, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$74,658,500 → $76,563,500
  • Reported investors56 → 58

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 2, 2015Amendment$76,563,500$1,905,000vs Apr 1, 201458SEC filing
Apr 1, 2014Amendment$74,658,500$2,255,000vs Jul 12, 201356SEC filing
Jul 12, 2013Amendment$72,403,500$14,903,800vs Mar 22, 201251SEC filing
Mar 22, 2012Amendment$57,499,700$38,584,700vs Nov 9, 201048SEC filing
Nov 9, 2010Amendment$18,915,000$615,000vs Oct 1, 201023SEC filing
Oct 1, 2010Amendment$18,300,000$1,500,000vs Sep 15, 201021SEC filing
Sep 15, 2010Amendment$16,800,000$500,000vs Aug 6, 201019SEC filing
Aug 6, 2010Amendment$16,300,000$1,936,000vs Dec 8, 200918SEC filing
Dec 8, 2009Amendment$14,364,000$6,014,000vs Aug 14, 200912SEC filing
Aug 14, 2009Initial$8,350,000No comparison8SEC filing
Apr 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-117090

Source: Form D, filed Apr 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVICTA FUND, LLC

Investment adviser: INVICTA CAPITAL MANAGEMENT, LLC

Gross asset value
$43.5M
Beneficial owners
31
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (PINNACLE FUND ADMINISTRATION) CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 887636 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-5231747758

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dan Capozzo Executive
Daniel Capozzo Executive
Rose Cipriano Executive
N/A Invicta Capital Management, Llc Promoter
Gregory A. Weaver Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Invicta Capital Management, Llc 60 East 42nd Street, Suite 1245
New York, NY, 10165