Form D · Other Investment Fund
InvestX Series (PROM-U1 QP), a Series of InvestX Master LLC
New York, NY · CIK 0002146110
Offering snapshot reported Oct 6, 2026 · SEC filing
- Reported sold
- $11.8M Indefinite offering
- Investors reported
- 61 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 17, 2026 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,725,000 → $11,840,275
- Reported investors43 → 61
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 6, 2026 | Amendment | $11,840,275 | $4,115,275vs Aug 13, 2026 | 61 | SEC filing |
| Aug 13, 2026 | Amendment | $7,725,000 | $1,925,000vs Aug 5, 2026 | 43 | SEC filing |
| Aug 5, 2026 | Amendment | $5,800,000 | $5,300,000vs Jul 28, 2026 | 27 | SEC filing |
| Jul 28, 2026 | Initial | $500,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $459K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-592333
The Issuer may require an investor brought by a registered broker-dealer to pay up to 4.5% of the investor's capital contribution to such broker-dealer. In addition, selling agents may receive a portion of the carried interest.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Christopher Russo | 2744913 | B. Riley Wealth Management · CRD 2543 |
| Nicholas Joseph Harrison | 4509581 | B. Riley Wealth Management · CRD 2543 |
| Peter Jeremy Sarner | 2561791 | B. Riley Wealth Management · CRD 2543 |
| Vincent Joseph D'albora | 4822725 | B. Riley Wealth Management · CRD 2543 |
| George John Karapistolis | 4445637 | B.Riley Wealth Management · CRD 2543 |
| Jeffrey Lewis Eglow | 1299960 | Newbridge Securities Corporation · CRD 104065 |
| Robert J. Raab | 832584 | Newbridge Securities Corporation · CRD 104065 |
| James Earl Williams | 1631008 | Newbridge Securities Corporation · CRD 104065 |
| Glenn William Fiocca | 2566013 | Newbridge Securities Corporation · CRD 104065 |
| Howard Gregg Yeager | 2776310 | Newbridge Securities Corp. · CRD 104065 |
| Rhett Price Grimes | 6283241 | Emerson Equity LLC · CRD 130032 |
| Daniel M. King | 5954543 | Emerson Equity LLC · CRD 130032 |
| Marcus A. New | 7235082 | InvestX Markets LLC · CRD 148248 |
Source: Form D, filed Oct 6, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Null Great Lakes Fund Solutions, Inc. | Executive |
| Null Invest X Asset Management Llc | Director |
| Null Invest X Markets Llc | Promoter |
| Robert Mc Lamore | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10005