Form D · Other Investment Fund

INVESTX SERIES (OPN-U3), A SERIES OF INVESTX MASTER LLC

New York, NY · CIK 0002060120

Offering snapshot reported Jun 5, 2025 · SEC filing

Reported sold
$12.1M
Indefinite offering
Investors reported
83
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Mar 28, 2025
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.05M$12.1MApr 11, 2025: $200,000.00Apr 11, 2025May 8, 2025: $775,000.00May 8, 2025May 20, 2025: $7,077,911.00May 20, 2025Jun 5, 2025: $12,092,911.00Jun 5, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,077,911 → $12,092,911
  • Reported investors60 → 83
  • Minimum accepted$75,000 → $50,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 5, 2025Amendment$12,092,911$5,015,000vs May 20, 202583SEC filing
May 20, 2025Amendment$7,077,911$6,302,911vs May 8, 202560SEC filing
May 8, 2025Amendment$775,000$575,000vs Apr 11, 20257SEC filing
Apr 11, 2025Initial$200,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$344K (estimated)
Finders' fees
$0
Form D file number
021-543516
The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the investor's capital contribution to such broker-dealer. In addition, selling agents may receive a carried interest of 5%.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Chunyan Yang7079387NI Advisors · CRD 134502
Kingswood Capital Partners, LLC288898
Marcus New7235082InvestX Markets LLC · CRD 148248
Justin Tompkins6319600InvestX Markets LLC · CRD 148248
Alejandro Levy Schwed6202422InvestX Markets LLC · CRD 148248
Alto Securities, LLC318536
B. Riley Wealth Management2543
Sterling C. Hirsch4867105Infinity Financial Services · CRD 144302
William O. Wright824766Infinity Financial Services · CRD 144302

Source: Form D, filed Jun 5, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX SERIES (OPN-U3), A SERIES OF INVESTX MASTER LLC

Investment adviser: INVESTX MASTER GP1 INC.

Gross asset value
$24.3M
Beneficial owners
61
ADV minimum commitment
$75K

Reported in Form ADV on Apr 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUNDING SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 2083999 · Apr 5, 2026 · Schedule D 7.B.(1), fund 805-8725821100

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Null Great Lakes Fund Solutions, Inc. Executive
Null Invest X Markets Llc Promoter
Null Invest X Master Gp1 Inc. Director
Robert Mc Lamore Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Fulton Street Suite 300
New York, NY, 10038