Form D · Other Investment Fund

InvestX Series (LMD-U4), a Series of InvestX Master LLC

New York, NY · CIK 0002100599

Offering snapshot reported Feb 9, 2026 · SEC filing

Reported sold
$3.02M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 21, 2025
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.51M$3.02MDec 11, 2025: $2,668,000.00Dec 11, 2025Feb 9, 2026: $3,018,000.00Feb 9, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,668,000 → $3,018,000
  • Reported investors27 → 31

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 9, 2026Amendment$3,018,000$350,000vs Dec 11, 202531SEC filing
Dec 11, 2025Initial$2,668,000No comparison27SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$113K (estimated)
Finders' fees
$0
Form D file number
021-566519
The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the Investor's capital contribution to such broker-dealer. In addition, selling agents may receive a third of the carried interest.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Vincent Nelson2275929Cabin Securities, Inc. · CRD 137608
Alejandro Levy6202422InvestX Markets LLC · CRD 148248
Anna-Marie O'Lovell5498414Infinity Financial Services · CRD 144302
Sterling Hirsch4867105Infinity Financial Services · CRD 144302
Chunyan Yang7079387NI Advisors · CRD 132502
Daniel Savoie5696391InvestX Markets LLC · CRD 148248
Han Gu6863727Kingswood Capital Partners, LLC · CRD 288898
James E Swinney5111350B Riley Wealth Management · CRD 2543
Justin Tompkins6319600InvestX Markets LLC · CRD 148248
Logan Cox6927720Cabin Securities, Inc. · CRD 137608
Alto Securities, LLC318536
Paul Lee5541067Kingswood Capital Partners, LLC · CRD 288898
Peter J Sarner2561791B Riley Wealth Management · CRD 2543

Source: Form D, filed Feb 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX SERIES (LMD-U4), A SERIES OF INVESTX MASTER LLC

Investment adviser: INVESTX MASTER GP1 INC.

Gross asset value
$2.59M
Beneficial owners
36
ADV minimum commitment
$75K

Reported in Form ADV on Apr 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUNDING SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 2083999 · Apr 5, 2026 · Schedule D 7.B.(1), fund 805-4890786407

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Null Great Lakes Fund Solutions, Inc. Executive
Null Invest X Markets Llc Promoter
Null Invest X Master Gp1 Inc. Director
Robert Mc Lamore Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Fulton Street Suite 300
New York, NY, 10038