Form D · Other Investment Fund
InvestX Series (APP-U1), a Series of InvestX Master LLC
New York, NY · CIK 0002073703
Offering snapshot reported Nov 25, 2025 · SEC filing
- Reported sold
- $5.47M Indefinite offering
- Investors reported
- 63 Form D · investor count
- Minimum accepted
- $30K Reported outside-investor minimum
- First sale
- Sep 12, 2025 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,794,444 → $5,474,444
- Reported investors53 → 63
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 25, 2025 | Amendment | $5,474,444 | $680,000vs Nov 3, 2025 | 63 | SEC filing |
| Nov 3, 2025 | Amendment | $4,794,444 | $625,000vs Oct 9, 2025 | 53 | SEC filing |
| Oct 9, 2025 | Amendment | $4,169,444 | $1,005,000vs Sep 26, 2025 | 39 | SEC filing |
| Sep 26, 2025 | Initial | $3,164,444 | No comparison | 28 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $200K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-558927
The issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the investor's commitment to such broker-dealer. In addition, selling agents may receive a third of the carried interest.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Paul Lee | 5541067 | Kingswood Capital Partners, LLC · CRD 288898 |
| Neil Chamberlin | 3121440 | Sunbelt Securities, Inc. · CRD 42180 |
| Chunyan Yang | 7079387 | NI Advisors · CRD 134502 |
| Morris Nut | 2891940 | Kingswood Capital Partners, LLC · CRD 288898 |
| Marcus New | 7235082 | InvestX Markets LLC · CRD 148248 |
| Laura Bladek | 7135901 | InvestX Markets LLC · CRD 148248 |
| Alejandro Levy | 6202422 | InvestX Markets LLC · CRD 148248 |
| Peter J. Sarner | 2561791 | B Riley Wealth Management · CRD 2543 |
| James Swinney | 5111350 | B Riley Wealth Management · CRD 2543 |
| Alto Securities, LLC | 318536 | |
| Gary Garcia | 5027185 | Kingswood Capital Partners, LLC · CRD 288898 |
| Niklaus Pleisch | 5996673 | Kingswood Capital Partners, LLC · CRD 288898 |
| Peter Sterzinger | 4301879 | Kingswood Capital Partners, LLC · CRD 288898 |
Source: Form D, filed Nov 25, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
INVESTX SERIES (APP-U1), A SERIES OF INVESTX MASTER LLC
Investment adviser: INVESTX MASTER GP1 INC.
- Gross asset value
- $5.11M
- Beneficial owners
- 72
- ADV minimum commitment
- $75K
Reported in Form ADV on Apr 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 2083999 · Apr 5, 2026 · Schedule D 7.B.(1), fund 805-6097036620
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Null Great Lakes Fund Solutions, Inc. | Executive |
| Null Invest X Markets Llc | Promoter |
| Null Invest X Master Gp1 Inc. | Director |
| Robert Mc Lamore | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10038