Form D · Other Investment Fund
Investment Grade CMBS Fund, a series of Principal Global Investors Trust
Des Moines, IA · CIK 0001448548
Offering snapshot reported Feb 5, 2010 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 5, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-138515
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Princor Financial Services Corporation | 1137 |
Source: Form D, filed Feb 5, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Michael Blake | Director |
| Timothy Mark Dunbar | Director |
| Patrick Gregory Halter | Director |
| Jeffrey Hiller | Executive |
| Jill Hittner | Director, Executive |
| James Patrick Mccaughan | Executive |
| Barbara Mckenzie | Director, Executive |
| Randall Craig Mundt | Director |
| Minoo Seraji Spellerberg | Executive |
| Karen Elizabeth Shaff | Director |
| Larry Donald Zimpleman | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
801 Grand Avenue
Des Moines, IA, 50392
Des Moines, IA, 50392