Form D · Business Services
Investment Governance, Inc
Shelton, CT · CIK 0001465585
Offering snapshot reported Sep 25, 2009 · SEC filing
- Reported sold
- $1.05M Offering amount: $1.05M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 2, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$850,000 → $1,050,000
- Reported investors11 → 13
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 25, 2009 | Amendment | $1,050,000 | $200,000vs Jun 9, 2009 | 13 | SEC filing |
| Jun 12, 2009 | Amendment | $850,000 | $0vs Jun 9, 2009 | 11 | SEC filing |
| Jun 9, 2009 | Initial | $850,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $4K (estimated)
- Form D file number
- 021-131815
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Linda Munn | None | Colony Park Financial Services, LLC · CRD 41534 |
Source: Form D, filed Sep 25, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Douglas F. Cobb | Director |
| Martin Magida | Director |
| Susan M. Mangiero | Director, Executive |
| Gerald Odening | Director |
| Phoebe A. Wood | Director |
Issuer details
Industry: Business Services (See others in industry)
Address:
One Corporate Drive, Suite 202
Shelton, CT, 06484
Shelton, CT, 06484