Form D · Business Services

Investment Governance, Inc

Shelton, CT · CIK 0001465585

Offering snapshot reported Sep 25, 2009 · SEC filing

Reported sold
$1.05M
Offering amount: $1.05M
Investors reported
13
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jun 2, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$525K$1.05MJun 9, 2009: $850,000.00Jun 9, 2009Jun 12, 2009: $850,000.00Sep 25, 2009: $1,050,000.00Sep 25, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$850,000 → $1,050,000
  • Reported investors11 → 13

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 25, 2009Amendment$1,050,000$200,000vs Jun 9, 200913SEC filing
Jun 12, 2009Amendment$850,000$0vs Jun 9, 200911SEC filing
Jun 9, 2009Initial$850,000No comparison11SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$4K (estimated)
Form D file number
021-131815

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Linda MunnNoneColony Park Financial Services, LLC · CRD 41534

Source: Form D, filed Sep 25, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Douglas F. Cobb Director
Martin Magida Director
Susan M. Mangiero Director, Executive
Gerald Odening Director
Phoebe A. Wood Director

Issuer details

Industry: Business Services (See others in industry)

Address:
One Corporate Drive, Suite 202
Shelton, CT, 06484