Form D · Hedge Fund
Investcorp Silverback Opportunistic Convertible Fund LLC
New York, NY · CIK 0001465107
Offering snapshot reported Sep 25, 2009 · SEC filing
- Reported sold
- $67.9M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $2M Reported outside-investor minimum
- First sale
- Apr 1, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 25, 2009 | Initial | $67,875,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-134752
The Issuer does not pay any sales commissions or finder's fees. However, the Issuer's Manager pays a portion of its asset-based management fee to its affiliated broker-dealer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N.A. Investcorp LLC | 134162 |
Source: Form D, filed Sep 25, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Franklin | Director, Executive |
| N/A Investcorp Investment Advisers Llc | Promoter |
| Prashant Kolluri | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
280 Park Avenue 39 Th Floor
New York, NY, 10017
New York, NY, 10017