Form D · Hedge Fund
INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY FUND LLC
New York, NY · CIK 0001558747
Offering snapshot reported Sep 21, 2012 · SEC filing
- Reported sold
- $3.73M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Feb 1, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 21, 2012 | Initial | $3,727,083 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-184480
THE ISSUER DOES NOT PAY ANY SALES COMMISSIONS OR FINDER'S FEES. HOWEVER, THE ISSUER'S MANAGER PAYS A PORTION OF ITS ASSET-BASED MANAGEMENT FEE TO ITS AFFILIATED BROKER DEALER.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N.A. INVESTCORP LLC | 134162 |
Source: Form D, filed Sep 21, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Franklin | Director, Executive |
| N/A Investcorp Investment Advisers, Llc | Promoter |
| Prashant Kolluri | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
280 Park Avenue 39 Th Floor
New York, NY, 10017
New York, NY, 10017