Form D · Hedge Fund

Invesco U.S. Defensive Growth Fund, a series of Invesco Multi Series Fund, LLC

Atlanta, GA · CIK 0001718038

Offering snapshot reported Sep 30, 2020 · SEC filing

Reported sold
$3.86M
Offering amount: $3.86M
Investors reported
8
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 27, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.93M$3.86MSep 27, 2017Sep 17, 2018: $3,854,000.00Sep 17, 2018Nov 27, 2019: $3,858,000.00Nov 27, 2019Sep 30, 2020: $3,859,000.00Sep 30, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,858,000 → $3,859,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 30, 2020Amendment$3,859,000$1,000vs Nov 27, 20198SEC filing
Nov 27, 2019Amendment$3,858,000$4,000vs Sep 17, 20188SEC filing
Sep 17, 2018Amendment$3,854,000No comparison8SEC filing
Sep 27, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-295459
Fund Terminated as of September 30, 2020, remaining sold amount is $0
No commissions of finder's fees are paid. Investors pay an investment management fee to the adviser.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Invesco Distributors, Inc.7369

Source: Form D, filed Sep 30, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESCO MULTI SERIES FUNDS, LLC INVESCO US DEFENSIVE GROWTH FUND

Investment adviser: INVESCO ADVISERS, INC.

Gross asset value
$4.52M
Beneficial owners
9
ADV minimum commitment
$500K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHEAST RETIREMENT SERVICES INC WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP HOUSTON, Texas, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 93748

Filing source

Form ADV 1438807 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-6142334448

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Invesco Advisers, Inc. Promoter
N/A Invesco Multi Series Funds Associates, Llc Promoter
Leslie A. Schmidt Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1555 Peachtree Street Ne Suite 1800
Atlanta, GA, 30309