Form D · Other Investment Fund
Invesco CLO Equity Fund IV L.P.
New York, NY · CIK 0001883726
Offering snapshot reported Sep 30, 2021 · SEC filing
- Reported sold
- $173M Offering amount: $351M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 17, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 30, 2021 | Initial | $172,945,400 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-415294
The offering is being made in Euros. The amounts reflected in Item 13 are the dollar equivalent on or about the day of the execution of this form.
Limited Partnership Interests. The General Partner and the Investment Adviser reserive the right to accept Capital Commitments of less than the minimum of 5,000,0000 Euros (approximately $5,841,800).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Invesco Distributors, Inc. · CRD 7369 |
Source: Form D, filed Sep 30, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott Baskind | Executive |
| N/A Invesco Clo Equity Iv Associates Llc | Executive, Promoter |
| N/A Invesco Loan Manager, Llc | Promoter |
| Joseph Rotondo | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
225 Liberty Street
New York, NY, 10281
New York, NY, 10281