Form D · Hedge Fund

INTRINSIC EDGE PLUS AI, L.P.

Chicago, IL · CIK 0001480340

Offering snapshot reported Apr 23, 2020 · SEC filing

Reported sold
$50.5M
Indefinite offering
Investors reported
141
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 4, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25.2M$50.5MApr 30, 2014: $31,820,000.00Apr 30, 2014May 1, 2015: $35,943,000.00Apr 29, 2016: $35,950,000.00Apr 28, 2017: $14,913,000.00Apr 24, 2018: $20,388,000.00Apr 24, 2019: $24,500,000.00Apr 23, 2020: $50,482,840.00Apr 23, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$24,500,000 → $50,482,840
  • Reported investors36 → 141

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 23, 2020Amendment$50,482,840$25,982,840vs Apr 24, 2019141SEC filing
Apr 24, 2019Amendment$24,500,000$4,112,000vs Apr 24, 201836SEC filing
Apr 24, 2018Amendment$20,388,000$5,475,000vs Apr 28, 201733SEC filing
Apr 28, 2017Amendment$14,913,000-$21,037,000vs Apr 29, 201640SEC filing
Apr 29, 2016Amendment$35,950,000$7,000vs May 1, 201568SEC filing
May 1, 2015Amendment$35,943,000$4,123,000vs Apr 30, 201468SEC filing
Apr 30, 2014Initial$31,820,000No comparison69SEC filing
May 3, 2013Initial$32,000,000No comparison74SEC filing
Apr 4, 2012Amendment$32,000,000$15,590,591vs Jan 7, 201178SEC filing
Jan 7, 2011Amendment$16,409,409$15,509,409vs Jan 12, 201050SEC filing
Jan 12, 2010Initial$900,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$580K
Finders' fees
$0
Form D file number
021-216537
Rounded
The total figure above is the cumulative amount of sales commission connected with this offering since its inception.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
First Allied Securities, Inc.32444First Allied Securities, Inc. · CRD 32444
Sanctuary Securities, Inc.205Sanctuary Securities, Inc. · CRD 205

Source: Form D, filed Apr 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INTRINSIC EDGE PLUS AI, L.P.

Investment adviser: INTRINSIC EDGE CAPITAL MANAGEMENT LLC

Gross asset value
$26.3M
Beneficial owners
38
ADV minimum commitment
$500K

Reported in Form ADV on Mar 26, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC CORAL GABLES, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No
Marketer SANCTUARY SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

WELLS FARGO SECURITIES, LLC
SEC 8-65876

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 8-46167

SANCTUARY SECURITIES, INC.
CRD 205 · SEC 8-22752

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1397245 · Mar 26, 2020 · Schedule D 7.B.(1), fund 805-9052797307

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark David Coe Executive
John Samuel Gallop Executive
Akshay Kaura Executive
Jonathan Yaffe Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
180 North La Salle Street Suite 1800
Chicago, IL, 60601