Form D · Hedge Fund

Interest Rate Opportunity Fund, L.L.C.

Shaker Heights, OH · CIK 0001603225

Offering snapshot reported Apr 24, 2014 · SEC filing

Reported sold
$3.3M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Mar 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.65M$3.3MApr 21, 2014: $995,000.00Apr 21, 2014Apr 24, 2014: $3,303,955.00Apr 24, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$995,000 → $3,303,955
  • Reported investors7 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 24, 2014Amendment$3,303,955$2,308,955vs Apr 21, 201411SEC filing
Apr 21, 2014Initial$995,000No comparison7SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-215971

Source: Form D, filed Apr 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INTEREST RATE OPPORTUNITY FUND, L.L.C

Investment adviser: NEW FALMOUTH, LLC

Gross asset value
$39K
Beneficial owners
7
ADV minimum commitment
$50K

Reported in Form ADV on Jul 8, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor HOBE AND LUCAS, CPA INDEPENDENCE, Ohio, United States
Custodian TALMER BANK AND TRUST TROY, Michigan, United States Related to adviser: No
Custodian US BANK ST. PAUL, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1027831 · Jul 8, 2016 · Schedule D 7.B.(1), fund 805-4841039313

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christine L. Jemison Director, Executive
Terence C. Sullivan Director, Executive
Scott J. Swain Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20830 Chagrin Boulevard Suite 300
Shaker Heights, OH, 44122