Form D · Other Banking and Financial Services
INTERCONTINENTALEXCHANGE INC
Atlanta, GA · CIK 0001174746
Offering snapshot reported Nov 15, 2011 · SEC filing
- Reported sold
- $400M Offering amount: $400M
- Investors reported
- 33 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 9, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 15, 2011 | Initial | $400,000,000 | No comparison | 33 | SEC filing |
| Sep 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 15, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $650K
- Finders' fees
- $0
- Form D file number
- 021-168748
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| WellsFargo Securities, LLC | 126292 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | |
| MITSUBISHI UFJ SECURITIES (USA), INC. | 19685 |
Source: Form D, filed Nov 15, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles R. Crisp | Director |
| Jean Marc Forneri | Director |
| David S. Goone | Executive |
| Senator Judd Gregg | Director |
| Fred W. Hatfield | Director |
| Scott A. Hill | Executive |
| Edwin D. Marcial | Executive |
| Terrence F. Martell | Director |
| Sir Callum Mc Carthy | Director |
| Sir Robert Reid | Director |
| Frederic V. Salerno | Director |
| Jeffrey C. Sprecher | Director, Executive |
| Judith A. Sprieser | Director |
| Vincent Tese | Director |
| Charles A. Vice | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
2100 River Edge Parkway, Suite 500
Atlanta, GA, 30328
Atlanta, GA, 30328