Form D · Other Investment Fund

Intellectus Ventures, LLC, Series 5

San Francisco, CA · CIK 0001714972

Offering snapshot reported Mar 27, 2018 · SEC filing

Reported sold
$335K
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Sep 8, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$168K$335KSep 11, 2017: $335,000.00Sep 11, 2017Mar 27, 2018: $335,000.00Mar 27, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 27, 2018Amendment$335,000$0vs Sep 11, 20178SEC filing
Sep 11, 2017Initial$335,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-294404
No sales commissions or Finder's Fees have been or are intended to be paid in connection with this offering.

Source: Form D, filed Mar 27, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INTELLECTUS VENTURES, LLC, SERIES 5

Investment adviser: INTELLECTUS PARTNERS, LLC

Gross asset value
$335K
Beneficial owners
7
ADV minimum commitment
$20K

Reported in Form ADV on Sep 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN, CPA'S PLLC WOODBURY, New York, United States
Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN, CPA'S PLLC
PCAOB 5028

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Filing source

Form ADV 1459143 · Sep 30, 2020 · Schedule D 7.B.(1), fund 805-5567839516

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas E. Casey Director, Executive
Intellectus Partners, Llc Intellectus Partners, Llc Director, Executive
David J. La Placa Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1050 Battery Street Suite 150
San Francisco, CA, 94111