Form D · Other Investment Fund
Intellect Asset Management Mini Pool LLC
Albuquerque, NM · CIK 0001920958
Offering snapshot reported Apr 11, 2022 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 1, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.75K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-440056
Estimate based on $750,000 capital raise with a .5% sales charge.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Intellect Asset Management LLC | None |
Source: Form D, filed Apr 11, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher Gabriel Chavez | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2201 Buena Vista Dr Se Suite 308
Albuquerque, NM, 87106
Albuquerque, NM, 87106