Form D · Other Banking and Financial Services
INTEGRATED COMPLIANCE SOLUTIONS LLC
Las Vegas, NV · CIK 0001752973
Offering snapshot reported Oct 5, 2018 · SEC filing
- Reported sold
- $1.52M Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 5, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2018 | Initial | $1,519,550 | No comparison | 11 | SEC filing |
| Sep 18, 2018 | Initial | $355,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $122K
- Finders' fees
- $0
- Form D file number
- 021-322899
The Issuer also paid sales compensation comprised of warrants to purchase equity in the Issuer equal to 8% of the amount of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stonecrest Capital Markets, Inc. | 39616 |
Source: Form D, filed Oct 5, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jim Hammer | Director |
| Cody Hershey | Director, Executive |
| Christopher Johnson | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1980 Festival Plaza Drive, Suite 450
Las Vegas, NV, 89135
Las Vegas, NV, 89135