Form D · Biotechnology
INTARCIA THERAPEUTICS, INC
Boston, MA · CIK 0001086688
Offering snapshot reported Jan 14, 2020 · SEC filing
- Reported sold
- $198M Offering amount: $280M
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 26, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$73,125,000 → $198,498,007
- Reported investors30 → 45
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 14, 2020 | Amendment | $198,498,007 | $125,373,007vs Mar 12, 2019 | 45 | SEC filing |
| Mar 12, 2019 | Initial | $73,125,000 | No comparison | 30 | SEC filing |
| Aug 4, 2017 | Amendment | $524,601,480 | $340,241,340vs Sep 15, 2016 | 90 | SEC filing |
| Apr 3, 2017 | Amendment | $475,676,760 | $84,987,480vs Jan 6, 2017 | 75 | SEC filing |
| Jan 13, 2017 | Initial | $3,594 | No comparison | 1 | SEC filing |
| Jan 6, 2017 | Amendment | $390,689,280 | $206,329,140vs Sep 15, 2016 | 38 | SEC filing |
| Sep 15, 2016 | Initial | $184,360,140 | No comparison | 28 | SEC filing |
| Apr 7, 2014 | Initial | $200,000,023 | No comparison | 38 | SEC filing |
| Nov 29, 2012 | Initial | $155,897,595 | No comparison | 23 | SEC filing |
| Nov 29, 2012 | Initial | $7,868,967 | No comparison | 15 | SEC filing |
| Nov 29, 2012 | Initial | $698,964 | No comparison | 4 | SEC filing |
| Aug 30, 2012 | Amendment | $45,791,354 | $5,485,425vs Aug 25, 2011 | 35 | SEC filing |
| Aug 22, 2012 | Initial | $7,250,000 | No comparison | 1 | SEC filing |
| Aug 25, 2011 | Amendment | $40,305,929 | $13,285,934vs Jun 10, 2011 | 34 | SEC filing |
| Jun 10, 2011 | Amendment | $27,019,995 | $22,019,245vs Sep 7, 2010 | 32 | SEC filing |
| Sep 7, 2010 | Initial | $5,000,750 | No comparison | 8 | SEC filing |
| May 14, 2010 | Initial | $14,488,394 | No comparison | 30 | SEC filing |
| Jan 15, 2010 | Amendment | $9,026,189 | $2,021,059vs Dec 2, 2009 | 33 | SEC filing |
| Dec 2, 2009 | Initial | $7,005,130 | No comparison | 10 | SEC filing |
| Apr 30, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 2, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 8, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 28, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 6, 2004 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-334622
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley & Co. LLC | 8209 |
Source: Form D, filed Jan 14, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Ahlers | Executive |
| Thomas Alessi | Executive |
| Tom Alessi | Executive |
| Michelle Baron | Executive |
| Patrick Conway | Director |
| Paul Feldman | Executive |
| Fred Fiedorek | Executive |
| David Franklin | Executive |
| Kurt Graves | Director, Executive |
| Owen Hughes, Jr. | Executive |
| Anthony Hurley | Executive |
| Raymond Keane | Executive |
| Bob Kerrey | Director |
| K. Alice Leung | Director, Executive |
| Kenneth L. Luskey | Executive |
| Ed Mathers | Director |
| Barbara Mc Clung | Executive |
| James Niedel | Director |
| Emad Rizk | Director |
| Bryan Roberts | Director |
| Jim Rosenthal | Director |
| Gino Santini | Director |
| Glen Sato | Director |
| Irwin Scher | Director |
| Jay Skyler | Director |
| Jay Smith | Executive |
| David Spellman | Executive |
| Nancy Thornberry | Director |
| Anders Vinther | Executive |
| Thane Wettig | Executive |
| Michael Williams | Executive |
| John Yee | Executive |
| Sunita Zalani | Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
One Marina Park Drive 13th Floor
Boston, MA, 02210
Boston, MA, 02210