Form D · Hedge Fund

EP Concentrated Equity Strategies Ltd

New York, NY · CIK 0001405397

Offering snapshot reported Mar 27, 2023 · SEC filing

Reported sold
$120M
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$60M$120MApr 7, 2009: $44,604,718.00Apr 7, 2009Mar 12, 2010: $44,604,718.00Mar 10, 2011: $87,398,181.00Mar 6, 2012: $90,384,595.00Nov 13, 2012: $91,916,104.00Nov 13, 2013: $91,916,104.00Nov 10, 2014: $91,016,104.00Oct 30, 2015: $91,016,104.00Sep 27, 2016: $91,016,104.00Sep 26, 2017: $109,294,888.00Jul 12, 2018: $112,189,116.00Jun 18, 2020: $112,189,116.00Jun 16, 2021: $113,299,898.00Mar 28, 2022: $113,299,898.00Mar 27, 2023: $119,944,727.00Mar 27, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$113,299,898 → $119,944,727
  • Reported investors61 → 41

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 27, 2023Amendment$119,944,727$6,644,829vs Mar 28, 202241SEC filing
Mar 28, 2022Amendment$113,299,898$0vs Jun 16, 202161SEC filing
Jun 16, 2021Amendment$113,299,898$1,110,782vs Jun 18, 202061SEC filing
Jun 18, 2020Amendment$112,189,116$0vs Jul 12, 201860SEC filing
Jul 12, 2018Amendment$112,189,116$2,894,228vs Sep 26, 201760SEC filing
Sep 26, 2017Amendment$109,294,888$18,278,784vs Sep 27, 201659SEC filing
Sep 27, 2016Amendment$91,016,104$0vs Oct 30, 201542SEC filing
Oct 30, 2015Amendment$91,016,104$0vs Nov 10, 201442SEC filing
Nov 10, 2014Amendment$91,016,104-$900,000vs Nov 13, 201342SEC filing
Nov 13, 2013Amendment$91,916,104$0vs Nov 13, 201242SEC filing
Nov 13, 2012Amendment$91,916,104$1,531,509vs Mar 6, 201242SEC filing
Mar 6, 2012Amendment$90,384,595$2,986,414vs Mar 10, 201130SEC filing
Mar 10, 2011Amendment$87,398,181$42,793,463vs Mar 12, 201029SEC filing
Mar 12, 2010Amendment$44,604,718$0vs Apr 7, 200927SEC filing
Apr 7, 2009Amendment$44,604,718No comparisonNot reportedSEC filing
Mar 11, 2009Amendment$44,604,718No comparisonNot reportedSEC filing
Jun 29, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-105360

Source: Form D, filed Mar 27, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EP CONCENTRATED EQUITY STRATEGIES LTD.

Investment adviser: E&E ADVISORS L.P.

Gross asset value
$16M
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on Mar 8, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BMO HARRIS BANK N.A. CHICAGO, New York, United States Related to adviser: No
Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

Filing source

Form ADV 1832971 · Mar 8, 2024 · Schedule D 7.B.(1), fund 805-4502543485

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Laurence W. Cohen Director
Steven W Davidson Director
Kurt Dudas Director
John B. Ehrenkranz Director
Sanford B. Ehrenkranz Director
Joel S. Ehrenkranz Director
Michael Fierro Director
Kabir S Kapoor Director
Gregory Link Director
Patrick Jc Shaw Director
Andrew Sommers Director
Ralph Woodford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
375 Park Avenue
New York, NY, 10152