Form D · Private Equity Fund

Innovation X Holdings Series 2020-4 QP, LLC

New York, NY · CIK 0001832786

Offering snapshot reported Oct 15, 2021 · SEC filing

Reported sold
$277M
Offering amount: $300M
Investors reported
83
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 18, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 83

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 15, 2021Amendment$276,750,000No comparison83SEC filing
Jan 14, 2021InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$30M (estimated)
Finders' fees
$0
Form D file number
021-386285
Assumes maximum commissions earned.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
National Securities Corporation7569
FNEX CAPITAL, LLC166316
B. RILEY WEALTH MANAGEMENT2543

Source: Form D, filed Oct 15, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INNOVATION X HOLDINGS SERIES 2020-4 QP, LLC

Investment adviser: INNOVATION X ADVISORS, LLC

Gross asset value
$98.9M
Beneficial owners
83
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No
Marketer CEROS FINANCIAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

SIGNATURE BANK
LEI 13-4149421

CEROS FINANCIAL SERVICES, INC.
CRD 37869 · SEC 8-47955

Filing source

Form ADV 2087818 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9342549910

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Innovation X Management, Llc Executive
Tom Kowalczyk Executive
Roger Monteforte Executive
National Asset Management, Inc. Executive
Glenn Worman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Vesey Street, 25 Th Floor
New York, NY, 10281