Form D · Venture Capital Fund
Innovation X Holdings QP, LLC - Series 2018-1
New York, NY · CIK 0001734774
Offering snapshot reported Mar 26, 2018 · SEC filing
- Reported sold
- $37.5M Offering amount: $40M
- Investors reported
- 164 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 22, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 26, 2018 | Initial | $37,542,000 | No comparison | 164 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.4M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-308590
Assumes maximum commissions earned.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| National Securities Corporation | 7569 |
Source: Form D, filed Mar 26, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Innovation X Management, Llc | Executive |
| Tom Kowalczyk | Executive |
| Roger Monteforte | Executive |
| Michael Mullen | Executive |
| National Asset Management, Inc. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
200 Vesey Street, 25 Th Floor
New York, NY, 10281
New York, NY, 10281