Form D · Other
INNOVATION ECONOMY Corp
Riverside, CA · CIK 0001563004
Offering snapshot reported Oct 22, 2014 · SEC filing
- Reported sold
- $2.76M Offering amount: $2.76M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 23, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$225,000 → $2,760,000
- Reported investors6 → 17
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 22, 2014 | Amendment | $2,760,000 | $2,535,000vs Aug 7, 2014 | 17 | SEC filing |
| Aug 7, 2014 | Initial | $225,000 | No comparison | 6 | SEC filing |
| Apr 29, 2014 | Initial | $2,097,005 | No comparison | 56 | SEC filing |
| Dec 17, 2012 | Initial | $1,118,000 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $121K
- Finders' fees
- $0
- Form D file number
- 021-222494
TriPoint Global Equities received a variable rate commission of $116,400 and $4,410.34 for offering expenses. Thus, the total commission received was $120,810.34.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TriPoint Global Equities, LLC | 143174 |
Source: Form D, filed Oct 22, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen Abbott | Executive |
| Rowena Albanna | Executive |
| Amro Albanna | Director, Executive |
| Albert Cervantes | Executive |
| Sundip Doshi | Executive |
| Larry Eason | Executive |
| Grey Frandsen | Executive |
| Dale Hutchins | Executive |
| David Kayatta | Executive |
| Aaron Knox | Executive |
| Molly Schmid | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1650 Spruce Street, Suite 500
Riverside, CA, 92507
Riverside, CA, 92507