Form D · Venture Capital Fund

Industry Ventures Secondary IX, L.P.

San Francisco, CA · CIK 0001811462

Offering snapshot reported Apr 2, 2021 · SEC filing

Reported sold: $850M
Investors reported: 167
Minimum accepted: $0
First sale: Jul 17, 2020

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 167

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 2, 2021	Amendment	$850,000,000	No comparison	167	SEC filing
Jul 16, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $6.88M (estimated)
Finders' fees: $0
Form D file number: 021-371239

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC	79
Atlantic-Pacific Capital, Inc.	38356

Source: Form D, filed Apr 2, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INDUSTRY VENTURES SECONDARY IX, L.P.

Investment adviser: XIGINVENT, L.L.C.

Gross asset value: $1.04B
Beneficial owners: 325
ADV minimum commitment: $1M

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DYNAMO SOFTWARE, LLC HOLDEN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian CITY NATIONAL BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCICSO, California, United States Related to adviser: No

Marketer ATLANTIC - PACIFIC CAPITAL, INC. NEW YORK, New York, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITY NATIONAL BANK
LEI 593C3GZG957Y0JPS2Z63

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221 · LEI 8NAV47T0Y26Q87Y0QP81

ATLANTIC - PACIFIC CAPITAL, INC.
CRD 38356 · SEC 8-48198

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 2131701 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-2970966640

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Industry Ventures Secondary VII, L.P.	Dec 3, 2013	$425,000,000	62
Industry Ventures Secondary VIII, L.P.	Jun 17, 2016	$500,000,000	88
Industry Ventures Secondary IX, L.P. (this fund)	Apr 2, 2021	$850,000,000	167
Industry Ventures Secondary X, L.P.	Jul 10, 2023	$1,402,870,000	288
Industry Ventures Secondary XI, L.P.	Oct 16, 2026	$1,339,490,000	428

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Industry Ventures Management Ix, Llc	Promoter
Johan D. Swildens	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

522 Washington Street
San Francisco, CA, 94111