Form D · Venture Capital Fund

Industry Ventures Fund V-A, L.P.

San Francisco, CA · CIK 0001540689

Offering snapshot reported Feb 1, 2012 · SEC filing

Reported sold
$8.67M
Offering amount: $8.67M
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 17, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 1, 2012Initial$8,670,000No comparison14SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-172758

Source: Form D, filed Feb 1, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INDUSTRY VENTURES FUND V-A, L.P.

Investment adviser: XIGINVENT, L.L.C.

Gross asset value
$12.5M
Beneficial owners
13
ADV minimum commitment
$20K

Reported in Form ADV on Mar 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG BOSTON, Massachusetts, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 793476 · Mar 27, 2014 · Schedule D 7.B.(1), fund 805-3204088729

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Industry Ventures Management V, L.L.C. Promoter
Johan D Swildens Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
750 Battery Street, 7th Floor
San Francisco, CA, 94111