Form D · Other
INDUSTRIAL SERVICES OF AMERICA INC
Louisville, KY · CIK 0000004187
Offering snapshot reported Mar 26, 2019 · SEC filing
- Reported sold
- $188K Offering amount: $188K
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 15, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 26, 2019 | Initial | $188,100 | No comparison | 7 | SEC filing |
| Apr 10, 2018 | Initial | $194,280 | No comparison | 7 | SEC filing |
| Jun 27, 2016 | Initial | $181,800 | No comparison | 1 | SEC filing |
| Apr 6, 2016 | Initial | $90,240 | No comparison | 1 | SEC filing |
| Aug 14, 2015 | Initial | $188,999 | No comparison | 1 | SEC filing |
| Jan 7, 2015 | Initial | $39,996 | No comparison | 1 | SEC filing |
| Jun 26, 2014 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Apr 9, 2013 | Initial | $500,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-335652
Offering amount based on 108,740 shares of common stock ("CS") issuable upon vesting of RSUs at $1.27 (closing price of CS on 3/15/19), and option granted to CEO that's exercisable into 62,120 shares of CS.
Award of Restricted Stock Units ("RSUs") and option granted to CEO and RSUs to management team, and the common stock issuable upon settlement of the awards.
Source: Form D, filed Mar 26, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Albert Cozzi | Director |
| Brian Donaghy | Director, Executive |
| Sean Garber | Director, Executive |
| Alan Gildenberg | Director |
| Harry Kletter | Director, Executive |
| Orson Oliver | Director |
| Todd L Phillips | Director, Executive |
| David Russell | Director |
| Francesca Scarito | Director |
| Alan Schroering | Executive |
| Ronald Strecker | Director |
| Vince Tyra | Director |
| William Yarmuth | Director |
Issuer details
Industry: Other (See others in industry)
Address:
7100 Grade Lane Building 1
Louisville, KY, 40213
Louisville, KY, 40213