Form D · Other Investment Fund

Indies Special Opportunities IV, L.P.

Grand Cayman, E9 · CIK 0001985085

Offering snapshot reported Jul 17, 2024 · SEC filing

Reported sold: $15M
Investors reported: 1
Minimum accepted: $5M
First sale: Jun 30, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 17, 2024	Amendment	$15,000,000	$0vs Jul 17, 2023	1	SEC filing
Jul 17, 2023	Initial	$15,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-487085

Clarification of Item 11: Commitments of lesser amounts may be accepted by the Issuer in the sole discretion of the General Partner.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
PINEBRIDGE SECURITIES LLC	5967

Source: Form D, filed Jul 17, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Grant Cellier	Director
Denny Goenawan	Director
Neil Gray	Director
N/A Indies Capital Partners Pte. Ltd.	Promoter
N/A Indies Gp Iv Limited	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104