Form D · Other
Indico Resources Ltd.
Vancouver, A1 · CIK 0001477622
Offering snapshot reported Oct 4, 2012 · SEC filing
- Reported sold
- $547K Offering amount: $893K
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 21, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 4, 2012 | Initial | $546,534 | No comparison | 10 | SEC filing |
| Nov 27, 2009 | Initial | $9,982 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $8.07K
- Finders' fees
- $0
- Form D file number
- 021-185031
Item 13(c) represents hypothetical full exercise of warrants. Amounts reported in Item 13 have been converted from Canadian Dollars at the 9/21/12 Bank of Canada Noon Exchange Rate of CAD$1=USD$1.0252.
Units comprised of 1 common share and 1/2 a common share purchase warrant; whole warrants are exercisable for 1 common share at CDN$0.15 through 9/13/2014 subject to acceleration clause.
Sales commission was CAD$3,500 plus 29,166 broker warrants. Brokers warrants exercise like warrants at Item 13. Sales commission reported includes hypothetical exercise of warrants & was converted from CAD$ at the rate reported at Item 13.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Genuity Inc. | 1020 |
Source: Form D, filed Oct 4, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Baxter | Director, Executive |
| John Drobe | Executive |
| Gary Freeman | Director |
| Leonard Harris | Director |
| Len Harris | Director |
| Keith Henderson | Director |
| Michael W Kinley | Director |
| Henk Van Alphen | Director |
| Coille Van Alphen | Director |
| Erin Walmesley | Executive |
| Peggy Wu | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 2300 1177 West Hastings Street
Vancouver, A1, V6E 2K3
Vancouver, A1, V6E 2K3