Form D · Other Banking and Financial Services
Independent Financial Advisor, Inc
San Diego, CA · CIK 0001477922
Offering snapshot reported Dec 10, 2009 · SEC filing
- Reported sold
- $20K Offering amount: $20K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Nov 25, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 10, 2009 | Initial | $20,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 04, 05, 04.1, 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-136809
Source: Form D, filed Dec 10, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Francisco Watkins | Director, Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
4370 La Jolla Village Drive Suite 400
San Diego, CA, 92122
San Diego, CA, 92122