Form D · Investment Banking
Incapital Holdings LLC
Chicago, IL · CIK 0001548459
Offering snapshot reported May 7, 2012 · SEC filing
- Reported sold
- $15.5M Offering amount: $15.5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $15.5M Reported outside-investor minimum
- First sale
- Apr 23, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 7, 2012 | Initial | $15,543,296 | No comparison | 1 | SEC filing |
| May 7, 2012 | Initial | $2,381,250 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-177781
Source: Form D, filed May 7, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Belka | Executive |
| Lawrence Berlin | Director |
| A. Brad Busscher | Executive |
| Phillip Johnson | Executive |
| Brandon Klerk | Executive |
| John Mack | Director |
| Joseph Novak | Executive |
| John Radtke | Executive |
| Thomas Ricketts | Director |
| Cecelia Ricketts | Director |
| James Stevens | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
200 South Wacker Drive Suite 3700
Chicago, IL, 60606
Chicago, IL, 60606