Form D · Other Technology
Imperium3 New York, Inc.
Binghamton, NY · CIK 0001859617
Offering snapshot reported May 3, 2021 · SEC filing
- Reported sold
- $5.13M Offering amount: $5.13M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 16, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 3, 2021 | Initial | $5,127,500 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $2M (estimated)
- Form D file number
- 021-397932
Pursuant to the Senior Secured Term Loan Credit Agreement, dated April 16, 2021, the issuer issued 250,000 shares of Common Stock (in the aggregate) to the lenders thereunder in consideration for the lenders' entry into such agreement.
Such amount includes the following consideration paid to Atlas Credit Partners, LLC: (i) a finders' fee of $1,000,000 in the form of cash and (ii) a finders' fee of approximately $1,000,000 in the form of equity options in an affiliate of the issuer.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Atlas Credit Partners, LLC | None |
Source: Form D, filed May 3, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Driscoll | Director, Executive |
| Frank Poullas | Director |
| Shailesh Upreti | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
Center Of Excellence Room 2228 Suny Binghamton
Binghamton, NY, 13902
Binghamton, NY, 13902