Form D · Insurance

EMERGENT CAPITAL, INC.

Boca Raton, FL · CIK 0001494448

Offering snapshot reported Feb 15, 2019 · SEC filing

Reported sold
$8.63M
Offering amount: $8.63M
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 28, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.32M$8.63MJan 11, 2019: $5,667,000.00Jan 11, 2019Feb 6, 2019: $7,667,000.00Feb 6, 2019Feb 15, 2019: $8,634,000.00Feb 15, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,667,000 → $8,634,000
  • Reported investors6 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 15, 2019Amendment$8,634,000$967,000vs Feb 6, 20197SEC filing
Feb 6, 2019Amendment$7,667,000$2,000,000vs Jan 11, 20196SEC filing
Jan 11, 2019Initial$5,667,000No comparison5SEC filing
Aug 18, 2017Initial$10,000,000No comparison1SEC filing
Aug 10, 2017Initial$31,500,000No comparison32SEC filing
Mar 28, 2016Initial$21,555,000No comparison32SEC filing
Mar 6, 2014Initial$10,374,000No comparison9SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-330278

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
noneNone

Source: Form D, filed Feb 15, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Altschuler Executive
Patrick Brennan Director
James Chadwick Director
Michael Crow Director
Patrick Curry Director, Executive
Andrew Dakos Director
Richard Dayan Director
Matthew Epstein Director
Phillip Goldstein Director
Gerald Hellerman Director
Matthew Houk Director
James Hua Director
Robert Knapp Director
Miriam Martinez Executive
Antony Mitchell Director, Executive
Gilbert Nathan Director
Richard O'connell Executive
Christopher O'reilly Executive
Roy Patterson Director
Joseph Sarachek Director
David Sasso Executive

Issuer details

Industry: Insurance (See others in industry)

Address:
5355 Town Center Road Suite 701
Boca Raton, FL, 33486